Form 4 for MUFG MITSUBISHI UFJ FINANCIAL GROUP INC
Accepted 2026-04-14 06:03:08 ET · period of report 2026-04-14 · accession 0001193125-26-153720 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-04-14 06:03 | 2026-04-14 | MUFG | Yokoyama Shuichi | See Remarks | J - Other | $0.00 | +28.9K | 149.3K | +24% | $0 |
| D | 2026-04-14 06:03 | 2026-04-14 | MUFG | Yokoyama Shuichi | See Remarks | C - Cnv Deriv | $0.00 | -58.0K | 5,294 | -92% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-14 | J | A | 28,900 | $0.00 | 149,300 | D | — | — | (F1) The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement. (F1) The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement. (F1) The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement. |
| 2 | Derivative | Stock Compensation Plan Points | 2026-04-14 | C | D | 57,966 | $0.00 | 5,294 | D | — · — to — | 57,966 Common Stock | (F2) A portion of the reported derivative securities (points) was settled upon the reporting person's retirement. Such portion was converted into shares of common stock and cash in accordance with the terms of the plan, and the remaining derivative securities (points), including annual performance-based points, continue to be held in accordance with the terms of the plan. (F2) A portion of the reported derivative securities (points) was settled upon the reporting person's retirement. Such portion was converted into shares of common stock and cash in accordance with the terms of the plan, and the remaining derivative securities (points), including annual performance-based points, continue to be held in accordance with the terms of the plan. (F2) A portion of the reported derivative securities (points) was settled upon the reporting person's retirement. Such portion was converted into shares of common stock and cash in accordance with the terms of the plan, and the remaining derivative securities (points), including annual performance-based points, continue to be held in accordance with the terms of the plan. (F2) A portion of the reported derivative securities (points) was settled upon the reporting person's retirement. Such portion was converted into shares of common stock and cash in accordance with the terms of the plan, and the remaining derivative securities (points), including annual performance-based points, continue to be held in accordance with the terms of the plan. |