Form 4 for ARXS Arxis, Inc.
Accepted 2026-04-20 20:59:07 ET · period of report 2026-04-16 · accession 0001193125-26-164646 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-04-20 20:59 | 2026-04-16 | ARXS | Arcline Double Eagle Master Fund-A LP | Dir, 10% | A - Grant | $0.00 | +1 | 1 | New | $0 |
| D | 2026-04-20 20:59 | 2026-04-16 | ARXS | Arcline Double Eagle Master Fund-A LP | Dir, 10% | A - Grant | — | +340.68M | 340.68M | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Convertible Common Stock | 2026-04-16 | A | A | 1 | $0.00 | 1 | I See Footnote | — | — | (F1) The Convertible Common Stock is convertible into a number of shares of Class B Common Stock (or Class A Common Stock if no Class B Common Stock is outstanding at the time of such conversion) representing the product of (i) 1.25% of the Issuer's fully diluted capital stock (including Class B or Class A Common Stock issuable upon such conversion) outstanding at the time of conversion multiplied by (ii) (A) two times (B) the value of one minus the quotient obtained by dividing (x) $28 (the "IPO Price") by (y) the stock price per Class A common stock at the time of conversion, subject to certain adjustments. The Convertible Common Stock will be convertible at the holder's option from April 17, 2031 until April 17, 2036; provided that prior to conversion, the price of Class A common stock must equal at least two-times the IPO Price. (F2) (Continued from footnote 1) The Convertible Common Stock will also provide for automatic conversion upon the occurrence of certain change of control events occurring after April 20, 2029. (F3) The Convertible Common Stock is held directly by Arcline Arxis Advisory I, L.P., which is indirectly controlled and owned by Rajeev Amara and Shyam Ravindran (See "Remarks" below). |
| 2 | Derivative | Class B Common Stock | 2026-04-16 | A | A | 340,676,786 | — | 340,676,786 | D | — · — to — | 340,676,786 Class A Common Stock | (F4) The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the Reporting Persons and will automatically convert into Class A Common Stock on a one-for-one basis upon any transfer (other than a permitted transfer described in the Issuer's amended and restated certificate of incorporation) and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. The Class B Common Stock does not expire. (F5) Represents shares of Class B Common Stock issued to the Reporting Persons in replacement of equity interests in certain subsidiaries of the Issuer with equivalent value as a result of the reorganization effected in connection with the Issuer's initial public offering. These shares are held directly by Engineered Components Borrower Series LP - Engineered Polymer Series (71,544,608 shares), Engineered Components Borrower Series LP - Hawkeye Series (36,689,297 shares), Engineered Components Borrower Series LP - Ovation Series (122,746,592 shares), Engineered Components Borrower Series LP - Connector Series (91,338,254 shares), and Arcline Double Eagle Master Fund-A LP (18,358,032 shares). (F5) Represents shares of Class B Common Stock issued to the Reporting Persons in replacement of equity interests in certain subsidiaries of the Issuer with equivalent value as a result of the reorganization effected in connection with the Issuer's initial public offering. These shares are held directly by Engineered Components Borrower Series LP - Engineered Polymer Series (71,544,608 shares), Engineered Components Borrower Series LP - Hawkeye Series (36,689,297 shares), Engineered Components Borrower Series LP - Ovation Series (122,746,592 shares), Engineered Components Borrower Series LP - Connector Series (91,338,254 shares), and Arcline Double Eagle Master Fund-A LP (18,358,032 shares). (F4) The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the Reporting Persons and will automatically convert into Class A Common Stock on a one-for-one basis upon any transfer (other than a permitted transfer described in the Issuer's amended and restated certificate of incorporation) and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. The Class B Common Stock does not expire. (F4) The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the Reporting Persons and will automatically convert into Class A Common Stock on a one-for-one basis upon any transfer (other than a permitted transfer described in the Issuer's amended and restated certificate of incorporation) and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. The Class B Common Stock does not expire. (F5) Represents shares of Class B Common Stock issued to the Reporting Persons in replacement of equity interests in certain subsidiaries of the Issuer with equivalent value as a result of the reorganization effected in connection with the Issuer's initial public offering. These shares are held directly by Engineered Components Borrower Series LP - Engineered Polymer Series (71,544,608 shares), Engineered Components Borrower Series LP - Hawkeye Series (36,689,297 shares), Engineered Components Borrower Series LP - Ovation Series (122,746,592 shares), Engineered Components Borrower Series LP - Connector Series (91,338,254 shares), and Arcline Double Eagle Master Fund-A LP (18,358,032 shares). (F5) Represents shares of Class B Common Stock issued to the Reporting Persons in replacement of equity interests in certain subsidiaries of the Issuer with equivalent value as a result of the reorganization effected in connection with the Issuer's initial public offering. These shares are held directly by Engineered Components Borrower Series LP - Engineered Polymer Series (71,544,608 shares), Engineered Components Borrower Series LP - Hawkeye Series (36,689,297 shares), Engineered Components Borrower Series LP - Ovation Series (122,746,592 shares), Engineered Components Borrower Series LP - Connector Series (91,338,254 shares), and Arcline Double Eagle Master Fund-A LP (18,358,032 shares). (F5) Represents shares of Class B Common Stock issued to the Reporting Persons in replacement of equity interests in certain subsidiaries of the Issuer with equivalent value as a result of the reorganization effected in connection with the Issuer's initial public offering. These shares are held directly by Engineered Components Borrower Series LP - Engineered Polymer Series (71,544,608 shares), Engineered Components Borrower Series LP - Hawkeye Series (36,689,297 shares), Engineered Components Borrower Series LP - Ovation Series (122,746,592 shares), Engineered Components Borrower Series LP - Connector Series (91,338,254 shares), and Arcline Double Eagle Master Fund-A LP (18,358,032 shares). |