Form 4 for GAIA GAIA, INC
Accepted 2026-04-29 17:18:30 ET · period of report 2026-04-23 · accession 0001193125-26-192290 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-04-29 17:18 | 2026-04-23 | GAIA | Frank Kristin E. | Dir | M - OptEx | $3.00 | +12.0K | 88.6K | +16% | +$36.1K |
| D | 2026-04-29 17:18 | 2026-04-23 | GAIA | Frank Kristin E. | Dir | A - Grant | $0.00 | +20.7K | 20.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-04-23 | M | A | 12,025 | $3.00 | 88,557 | D | — | — | (F1) The RSUs vested on the date of the Issuer's annual shareholder meeting, which was held on April 23, 2026, and will be settled within 60 days after vesting. |
| 2 | Derivative | Restricted Stock Units | 2026-04-23 | A | A | 20,738 | $0.00 | 20,738 | D | — · — to — | 20,738 Class A Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) The RSUs vest on the date of the Issuer's annual shareholder meeting in 2027 and will be settled within 60 days after vesting. (F3) The RSUs vest on the date of the Issuer's annual shareholder meeting in 2027 and will be settled within 60 days after vesting. |