Form 4 for BKKT Bakkt, Inc.

Accepted 2026-05-04 19:44:20 ET · period of report 2026-04-30 · accession 0001193125-26-204624 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2026-05-04 19:44	2026-04-30	BKKT	Naheta Akshay Sudhir	CEO, Pres, Dir, 10%	A - Grant	—	+7.93M	9.03M	+722%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2026-04-30	A	A	7,927,831	—	9,026,408	D	—	—	(F1) Represents shares of Class A Common Stock issued to the Reporting Person, as a stockholder of Distributed Technologies Research Global Ltd. ("DTR"), as acquisition consideration, upon the completion of the acquisition of DTR on April 30, 2026 (the "Closing Date") by the Issuer (the "Consideration Shares"), pursuant to the Issuer's Share Purchase Agreement (the "Purchase Agreement") dated January 11, 2026. Excluded from the shares reported herein are certain shares of Class A Common Stock held of record by the Reporting Person as nominee and custodian for certain former equity holders of DTR pursuant to certain agreements with such former equity holders of DTR, as to which the Reporting Person disclaims beneficial ownership. (F2) Issued to the Reporting Person on April 30, 2026 as consideration payable upon the acquisition of DTR pursuant to the Purchase Agreement.