Form 4 for HGBL Heritage Global Inc.
Accepted 2026-05-18 18:34:10 ET · period of report 2026-05-14 · accession 0001193125-26-229230 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-18 18:34 | 2026-05-14 | HGBL | Ludwig Thomas Van | Pres, NLEX | M - OptEx | $0.7 | +31.9K | 246.5K | +15% | +$22.3K |
| D | 2026-05-18 18:34 | 2026-05-14 | HGBL | Ludwig Thomas Van | Pres, NLEX | F - Tax | $1.22 | +23.9K | 222.6K | +12% | +$29.2K |
| D | 2026-05-18 18:34 | 2026-05-14 | HGBL | Ludwig Thomas Van | Pres, NLEX | M - OptEx | $0.00 | -31.9K | 85.0K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-14 | M | A | 31,875 | $0.7 | 246,527 | D | — | — | |
| 2 | Common | Common Stock | 2026-05-14 | F | A | 23,919 | $1.22 | 222,608 | D | — | — | |
| 3 | Derivative | Options to purchase common stock | 2026-05-14 | M | D | 31,875 | $0.00 | 85,000 | D | $0.7 · — to 2029-06-01 | 31,875 Common Stock | (F1) Options were granted 6/1/2019 and vested 25% annually beginning on the first anniversary of the grant date. |