Form 4/A for DCO DUCOMMUN INC /DE/
Accepted 2026-05-18 20:08:35 ET · period of report 2026-05-14 · accession 0001193125-26-229316 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2026-05-18 20:08 | 2026-05-14+ | DCO | Mookerji Suman B. | SVP, CFO | F - Tax | $3,239.30 | -6,022 | 27.3K | -18% | -$19.51M |
| DA | 2026-05-18 20:08 | 2026-05-14 | DCO | Mookerji Suman B. | SVP, CFO | D - Sale to Iss | — | -1,259 | 24.6K | -5% | — |
| DA | 2026-05-18 20:08 | 2026-05-15 | DCO | Mookerji Suman B. | SVP, CFO | M - OptEx | $40.44 | +7,500 | 32.1K | +31% | +$303.3K |
| DA | 2026-05-18 20:08 | 2026-05-15 | DCO | Mookerji Suman B. | SVP, CFO | M - OptEx | $0.00 | +7,500 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-14 | F | D | 1,239 | $15,159.00 | 25,825 | D | — | — | (F1) Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on May 14, 2026 of 2,498 restricted stock units. |
| 2 | Common | Common Stock | 2026-05-14 | D | D | 1,259 | — | 24,566 | D | — | — | (F2) In connection with the operation of the Issuer's Second Amended and Restated Clawback Policy (the "Clawback Policy") with respect to the restatement and revision of the Issuer's previously issued financialstatements, as reported in the Issuer's Form 8-K filed on May 1, 2026, the Issuer determined that the Reporting Person would not have earned certain compensation had such compensation been determined basedon the restated financial statements. As a result, 2,498 restricted stock units that vested on May 14, 2026 were not delivered to the Reporting Person and 1,259 shares of the Issuer's common stock were returnedto the Issuer in accordance with the Issuer's Clawback Policy. (F2) In connection with the operation of the Issuer's Second Amended and Restated Clawback Policy (the "Clawback Policy") with respect to the restatement and revision of the Issuer's previously issued financialstatements, as reported in the Issuer's Form 8-K filed on May 1, 2026, the Issuer determined that the Reporting Person would not have earned certain compensation had such compensation been determined basedon the restated financial statements. As a result, 2,498 restricted stock units that vested on May 14, 2026 were not delivered to the Reporting Person and 1,259 shares of the Issuer's common stock were returnedto the Issuer in accordance with the Issuer's Clawback Policy. |
| 3 | Common | Common Stock | 2026-05-15 | M | A | 7,500 | $40.44 | 32,066 | D | — | — | |
| 4 | Common | Common Stock | 2026-05-15 | F | D | 4,783 | $151.59 | 27,283 | D | — | — | (F3) The number of shares withheld to satisfy the tax withholding obligations of the Issuer with respect to the exercise of 7,500 stock options on May 15, 2026 was inadvertently identified as 4,728 shares, which has been corrected above. |
| 5 | Derivative | Option - Right to Buy | 2026-05-15 | M | A | 7,500 | $0.00 | 0 | D | $40.44 · 2022-10-10 to 2029-10-10 | 7,500 Common Stock | (F4) This option represents the right to purchase common stock under Ducommun Incorporated's Stock Incentive Plan, which is a Rule 16b-3 plan. (F5) This option vested as to 2,500 shares on each of October 10, 2020, 2021 and 2022. |