Form 4 for CLMT Calumet, Inc. /DE
Accepted 2026-05-19 16:30:10 ET · period of report 2026-05-15 · accession 0001193125-26-230885 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-19 16:30 | 2026-05-15 | CLMT | Heritage Group | 10%, 13(d) 10% Group Member | X - OptEx | $20.00 | +1.02M | 13.61M | +8% | +$20.40M |
| D | 2026-05-19 16:30 | 2026-05-15 | CLMT | Heritage Group | 10%, 13(d) 10% Group Member | S - Sale+OE | $32.54 | -627.0K | 12.98M | -5% | -$20.40M |
| D | 2026-05-19 16:30 | 2026-05-15 | CLMT | Heritage Group | 10%, 13(d) 10% Group Member | X - OptEx | — | -1.02M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2026-05-15 | X | A | 1,020,000 | $20.00 | 13,607,209 | D | — | — | (F1) The reported transactions represent the cashless exercise and net settlement of warrants received in connection with the previously reported conversion of the Issuer to a corporation (resulting in the Issuer withholding 626,998 shares of Common Stock, par value $0.01 per share ("Common Stock") to pay the exercise price and issuing to the reporting person the remaining 393,002 shares of Common Stock). |
| 2 | Common | Common Stock, par value $0.01 per share | 2026-05-15 | S | D | 626,998 | $32.54 | 12,980,211 | D | — | — | (F1) The reported transactions represent the cashless exercise and net settlement of warrants received in connection with the previously reported conversion of the Issuer to a corporation (resulting in the Issuer withholding 626,998 shares of Common Stock, par value $0.01 per share ("Common Stock") to pay the exercise price and issuing to the reporting person the remaining 393,002 shares of Common Stock). (F1) The reported transactions represent the cashless exercise and net settlement of warrants received in connection with the previously reported conversion of the Issuer to a corporation (resulting in the Issuer withholding 626,998 shares of Common Stock, par value $0.01 per share ("Common Stock") to pay the exercise price and issuing to the reporting person the remaining 393,002 shares of Common Stock). |
| 3 | Derivative | Warrants to purchase Common Stock | 2026-05-15 | X | D | 1,020,000 | — | 0 | D | $20.00 · 2024-07-10 to 2027-07-10 | 1,020,000 Common Stock, par value $0.01 per share | (F1) The reported transactions represent the cashless exercise and net settlement of warrants received in connection with the previously reported conversion of the Issuer to a corporation (resulting in the Issuer withholding 626,998 shares of Common Stock, par value $0.01 per share ("Common Stock") to pay the exercise price and issuing to the reporting person the remaining 393,002 shares of Common Stock). (F1) The reported transactions represent the cashless exercise and net settlement of warrants received in connection with the previously reported conversion of the Issuer to a corporation (resulting in the Issuer withholding 626,998 shares of Common Stock, par value $0.01 per share ("Common Stock") to pay the exercise price and issuing to the reporting person the remaining 393,002 shares of Common Stock). (F1) The reported transactions represent the cashless exercise and net settlement of warrants received in connection with the previously reported conversion of the Issuer to a corporation (resulting in the Issuer withholding 626,998 shares of Common Stock, par value $0.01 per share ("Common Stock") to pay the exercise price and issuing to the reporting person the remaining 393,002 shares of Common Stock). |