Form 4 for NP Neptune Insurance Holdings Inc.
Accepted 2026-05-19 21:00:10 ET · period of report 2026-05-15 · accession 0001193125-26-231465 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-05-19 21:00 | 2026-05-15+ | NP | BSIV Hold 101, LP | 10% | S - Sale | $26.40 | -5.28M | 14.25M | -27% | -$139.33M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-05-15 | S | D | 4,589,351 | $26.40 | 14,941,121 | D | — | — | (F1) These shares were sold in connection with the public offering of the Issuer's Class A Common Stock pursuant to the prospectus dated May 13, 2026 (the "Offering"). (F3) The reported securities are held directly by BSIV Hold 101, LP ("BSIV 101"). BSIV 101 is managed by BSIV Hold 101 GP, LLC, its general partner, which is managed by Bregal Sagemount IV General Partner Jersey Limited, its sole member, which is managed by a board of directors and is ultimately 100% owned by Gene Yoon. Bregal Sagemount Management LP, which is majority owned by Gene Yoon, is the investment advisor to BSIV 101. (F4) Each of the reporting persons disclaims beneficial ownership of the reported securities, except to the extent of such reporting person's pecuniary interest therein, if any. The filing of this statement shall not be deemed an admission by any reporting person of beneficial ownership of the reported securities. |
| 2 | Common | Class A Common Stock | 2026-05-19 | S | D | 688,403 | $26.40 | 14,252,718 | D | — | — | (F2) These shares were sold pursuant to the underwriters' exercise of their over-allotment option in connection with the Offering. (F3) The reported securities are held directly by BSIV Hold 101, LP ("BSIV 101"). BSIV 101 is managed by BSIV Hold 101 GP, LLC, its general partner, which is managed by Bregal Sagemount IV General Partner Jersey Limited, its sole member, which is managed by a board of directors and is ultimately 100% owned by Gene Yoon. Bregal Sagemount Management LP, which is majority owned by Gene Yoon, is the investment advisor to BSIV 101. (F4) Each of the reporting persons disclaims beneficial ownership of the reported securities, except to the extent of such reporting person's pecuniary interest therein, if any. The filing of this statement shall not be deemed an admission by any reporting person of beneficial ownership of the reported securities. |