Form 4 for RFL Rafael Holdings, Inc.
Accepted 2026-06-16 15:55:03 ET · period of report 2026-06-13 · accession 0001193125-26-272548 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-16 15:55 | 2026-06-13 | RFL | JONAS HOWARD S | CEO, Pres, Exec COB, Dir, 10% | F - Tax | $2.33 | -8,786 | 314.2K | -3% | -$20.5K | |
| 2026-06-16 15:55 | 2026-06-13 | RFL | JONAS HOWARD S | CEO, Pres, Exec COB, Dir, 10% | A - Grant | $1.75 | +142.9K | 457.1K | +45% | +$250.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock, $.01 par value per share | 2026-06-13 | F | D | 8,786 | $2.33 | 314,228 | D | — | — | (F1) Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. (F2) Consists of 239,228 vested restricted shares of Class B Common Stock and 75,000 unvested restricted shares of Class B Common Stock that shall vest as follows: 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030. |
| 2 | Common | Class B Common Stock, $.01 par value per share | 2026-06-13 | A | A | 142,857 | $1.75 | 457,085 | D | — | — | (F3) Grant of Restricted Stock that vests as follows: 35,715 on September 13, 2026 and 35,714 on each of December 13, 2026, March 13, 2027 and June 13, 2027. (F4) Consists of 239,228 vested restricted shares of Class B Common Stock and 217,857 unvested restricted shares of Class B Common Stock that shall vest as follows: 35,715 shall vest on September 13, 2026 and 35,714 shall vest on each of December 13, 2026, March 13, 2027 and June 13, 2027; 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030. |