Form 4 for PHUN Phunware, Inc.
Accepted 2026-06-26 16:35:02 ET · period of report 2026-06-25 · accession 0001193125-26-285589 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-06-26 16:35 | 2026-06-25 | PHUN | Kroshka Dmitry | CEO | A - Grant | $0.00 | +105.8K | 105.8K | New | $0 |
| DM | 2026-06-26 16:35 | 2026-06-25 | PHUN | Kroshka Dmitry | CEO | A - Grant | $0.00 | +423.3K | 423.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-06-25 | A | A | 105,820 | $0.00 | 105,820 | D | — | — | (F1) On June 25, 2026, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs are subject to a three-year vesting schedule commencing on May 13, 2026, with one-third of the RSUs vesting on the first anniversary of the commencement date, and the remaining amount vesting in quarterly installments thereafter, subject to the Reporting Person continuing to provide service through such date. |
| 2 | Derivative | Non-Qualified Stock Option (right to buy) | 2026-06-25 | A | A | 105,820 | $0.00 | 105,820 | D | $5.00 · — to 2036-06-25 | 105,820 Common Stock | (F2) The stock option is subject to a four-year vesting schedule commencing on May 13, 2026, with one-quarter of the shares vesting on the first anniversary of the commencement date, and the remaining amount vesting in equal quarterly installments thereafter, subject to the Reporting Person continuing to provide service through such date. |
| 3 | Derivative | Performance-based Restricted Stock Units | 2026-06-25 | A | A | 317,460 | $0.00 | 423,280 | D | $0.00 · — to 2027-05-13 | 317,460 Common Stock | (F3) The performance-based restricted stock units ("PSUs") are subject to vesting upon the Issuer's achievement of a volume weighted average price at or above $5.00 per share for 20 days and revenue of at least $4.5 million for a trailing 12 month period (excluding professional services revenue), which may be pro-rated in the event that the Issuer terminates the Reporting Person without cause within a year. The PSUs are subject to the Reporting Person's continued employment. |