Form 4 for TIGR UP Fintech Holding Ltd
Accepted 2026-06-29 06:01:17 ET · period of report 2026-05-01 · accession 0001193125-26-286727 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-29 06:01 | 2026-05-01 | TIGR | Dong Ming | Key Personnel | A - Grant | $0.00 | +80.0K | 155.0K | +107% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | American Depositary Shares | 2026-05-01 | A | A | 80,000 | $0.00 | 154,989 | D | — | — | (F1) Represents 80,000 American Depositary Shares ("ADSs") issuable upon vesting of 1,200,000 restricted share units ("RSUs") granted to the Reporting Person on May 1, 2026. Each RSU represents the right to receive one Class A Ordinary Share of the Issuer upon vesting(1:1 ratio), and each ADS represents 15 Class A Ordinary Shares of the Issuer. The RSUs settle exclusively in Class A Ordinary Shares; no cash settlement alternative exists. The RSUs vest as follows, subject to continued employment or service through each applicable vesting date: 300,000 RSUs on each of May 1, 2027, May 1, 2028, May 1, 2029 and May 1, 2030. (F2) Includes the 80,000 ADSs referenced in footnote (1), none of which have vested as of the date of this Form 4. |