Form 4 for BABA Alibaba Group Holding Ltd
Accepted 2026-07-06 06:02:30 ET · period of report 2026-07-01 · accession 0001193125-26-295466 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-07-06 06:02 | 2026-07-01 | BABA | Wu Yongming | CEO, Dir | M - OptEx | — | +41.3K | 1.01M | +4% | — |
| DM | 2026-07-06 06:02 | 2026-07-01 | BABA | Wu Yongming | CEO, Dir | M - OptEx | $0.00 | -41.3K | 420.0K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2026-07-01 | M | A | 13,333 | — | 986,418 | D | — | — | (F1) Reflects restricted share units that vested and settled into ordinary shares. |
| 2 | Common | Ordinary Shares | 2026-07-01 | M | A | 28,000 | — | 1,014,418 | D | — | — | (F1) Reflects restricted share units that vested and settled into ordinary shares. |
| 3 | Derivative | Restricted Share Units | 2026-07-01 | M | D | 13,333 | $0.00 | 253,334 | D | — · — to — | 13,333 Ordinary Shares | (F2) Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. (F3) Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jul 1, 2026. (F3) Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jul 1, 2026. (F2) Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. (F2) Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. (F3) Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jul 1, 2026. |
| 4 | Derivative | Restricted Share Units | 2026-07-01 | M | D | 28,000 | $0.00 | 420,000 | D | — · — to — | 28,000 Ordinary Shares | (F2) Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. (F4) Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jul 1, 2026. (F4) Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jul 1, 2026. (F2) Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. (F2) Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. (F4) Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jul 1, 2026. |