Form 4 for APVO Aptevo Therapeutics Inc.
Accepted 2026-08-10 21:34:08 ET · period of report 2026-07-17 · accession 0001193125-26-343070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-08-10 21:34 | 2026-07-17+ | APVO | White Marvin L | Executive COB, Dir | M - OptEx | — | +1,667 | 1,667 | New | — |
| D | 2026-08-10 21:34 | 2026-08-06 | APVO | White Marvin L | Executive COB, Dir | F - Tax | $4.07 | -406 | 1,261 | -24% | -$1,652 |
| DM | 2026-08-10 21:34 | 2026-07-17+ | APVO | White Marvin L | Executive COB, Dir | M - OptEx | $0.00 | -1,667 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-17 | M | A | 1 | — | 1 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
| 2 | Common | Common Stock | 2026-08-06 | M | A | 1,666 | — | 1,667 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
| 3 | Common | Common Stock | 2026-08-06 | F | D | 406 | $4.07 | 1,261 | D | — | — | (F2) Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. |
| 4 | Derivative | Restricted Stock Unit | 2026-07-17 | M | D | 1 | $0.00 | 0 | D | — · — to — | 1 Common Stock | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. (F3) On July 17, 2024, the reporting person was granted 22,325 (1 post-splits) RSUs, vesting in three approximately equal annual installments beginning on July 17, 2025. (F3) On July 17, 2024, the reporting person was granted 22,325 (1 post-splits) RSUs, vesting in three approximately equal annual installments beginning on July 17, 2025. |
| 5 | Derivative | Restricted Stock Unit | 2026-08-06 | M | D | 1,666 | $0.00 | 0 | D | — · — to — | 1,666 Common Stock | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. (F4) On August 6, 2025, the reporting person was granted 30,000 (1,666 post-split) RSUs, vesting on the first anniversary of the date of grant. (F4) On August 6, 2025, the reporting person was granted 30,000 (1,666 post-split) RSUs, vesting on the first anniversary of the date of grant. |