Form 4 for NTAP NetApp
Accepted 2026-09-10 17:09:38 ET · period of report 2026-09-08 · accession 0001193125-26-388037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-09-10 17:09 | 2026-09-08 | NTAP | NEVENS THOMAS MICHAEL | Dir | M - OptEx | — | +2,914 | 13.7K | +27% | — |
| D | 2026-09-10 17:09 | 2026-09-08 | NTAP | NEVENS THOMAS MICHAEL | Dir | M - OptEx | — | -2,914 | 0 | -100% | — |
| D | 2026-09-10 17:09 | 2026-09-09 | NTAP | NEVENS THOMAS MICHAEL | Dir | A - Grant | — | +1,948 | 1,948 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-09-08 | M | A | 2,914 | — | 13,687 | I The Nevens Family 1997 Trust | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Unit | 2026-09-08 | M | D | 2,914 | — | 0 | D | — · — to — | 2,914 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On September 10, 2025, the reporting person was granted 2,914 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders. (F2) On September 10, 2025, the reporting person was granted 2,914 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders. |
| 3 | Derivative | Restricted Stock Unit | 2026-09-09 | A | A | 1,948 | — | 1,948 | D | — · — to — | 1,948 Common Shares | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On September 9, 2026, the reporting person was granted 1,948 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. (F3) On September 9, 2026, the reporting person was granted 1,948 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. |