Form 4 for VELO Velo3D, Inc.

Accepted 2026-09-15 15:56:07 ET · period of report 2026-09-12 · accession 0001193125-26-391859 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2026-09-15 15:56	2026-09-12	VELO	Keppler Adrian	Dir	M - OptEx	$10.53	+1,960	15.2K	+15%	+$20.6K
D	2026-09-15 15:56	2026-09-12	VELO	Keppler Adrian	Dir	M - OptEx	$0.00	-1,960	5,883	-25%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2026-09-12	M	A	1,960	$10.53	15,208	D	—	—
2	Derivative	Restricted Stock Units	2026-09-12	M	D	1,960	$0.00	5,883	D	— · — to —	1,960 Common Stock	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both. (F2) The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F2) The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date.