Form 4 for VELO Velo3D, Inc.
Accepted 2026-09-15 15:58:37 ET · period of report 2026-09-12 · accession 0001193125-26-391865 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-15 15:58 | 2026-09-12 | VELO | Lloyd Jason Michael | Dir | M - OptEx | $10.53 | +1,960 | 16.3K | +14% | +$20.6K |
| D | 2026-09-15 15:58 | 2026-09-12 | VELO | Lloyd Jason Michael | Dir | M - OptEx | $0.00 | -1,960 | 5,883 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-12 | M | A | 1,960 | $10.53 | 16,335 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2026-09-12 | M | D | 1,960 | $0.00 | 5,883 | D | — · — to — | 1,960 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both. (F2) The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F2) The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date. |