Form 4 for INDI indie Semiconductor, Inc.
Accepted 2026-09-22 20:00:04 ET · period of report 2026-09-18 · accession 0001193125-26-398270 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2026-09-22 20:00 | 2026-09-18 | INDI | Wu Naixi | CFO | M - OptEx | $0.00 | +7,500 | 160.7K | +5% | $0 |
| DT | 2026-09-22 20:00 | 2026-09-21 | INDI | Wu Naixi | CFO | S - Sale+OE | $3.18 | -3,750 | 156.9K | -2% | -$11.9K |
| DT | 2026-09-22 20:00 | 2026-09-18 | INDI | Wu Naixi | CFO | M - OptEx | $0.00 | -7,500 | 7,500 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-09-18 | M | A | 7,500 | $0.00 | 160,683 | D | — | — | |
| 2 | Common | Class A Common Stock | 2026-09-21 | S | D | 3,750 | $3.18 | 156,933 | D | — | — | (F1) Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units. (F2) This sale was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A Common Stock on predetermined dates through December 15, 2027. (F3) The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.10 to $3.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. |
| 3 | Derivative | Restricted Stock Units | 2026-09-18 | M | D | 7,500 | $0.00 | 7,500 | D | — · — to — | 15,000 Class A Common Stock | (F4) Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock. (F5) Such Restricted Stock Units vest at the rate of 25% annually beginning on September 18, 2024. (F5) Such Restricted Stock Units vest at the rate of 25% annually beginning on September 18, 2024. |