Form 4/A for APLM Apollomics Inc.
Accepted 2026-09-24 19:49:01 ET · period of report 2026-09-14 · accession 0001193125-26-401335 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2026-09-24 19:49 | 2026-09-15 | APLM | Yen Hung Hsien | Dir | M - OptEx | $0.00 | +500 | 500 | New | $0 |
| DA | 2026-09-24 19:49 | 2026-09-14 | APLM | Yen Hung Hsien | Dir | A - Grant | $0.00 | +2,000 | 2,000 | New | $0 |
| DA | 2026-09-24 19:49 | 2026-09-15 | APLM | Yen Hung Hsien | Dir | M - OptEx | $0.00 | -500 | 500 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A ORDINARY SHARES | 2026-09-15 | M | A | 500 | $0.00 | 500 | D | — | — | |
| 2 | Derivative | Stock Option (Right to Buy) | 2026-09-14 | A | A | 2,000 | $0.00 | 2,000 | D | $23.18 · — to 2036-09-14 | 2,000 CLASS A ORDINARY SHARES | (F2) The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan on September 14, 2026. The option vests and becomes exercisable over a one-year period: fifty percent (50%) of the shares subject to the option vest on March 14, 2027 (six months from the grant date), and the remaining fifty percent (50%) vest on September 14, 2027 (twelve months from the grant date), subject to the reporting person's continued service to the Issuer through each applicable vesting date. |
| 3 | Derivative | Restricted Stock Units | 2026-09-15 | M | D | 500 | $0.00 | 500 | D | — · — to — | 500 CLASS A ORDINARY SHARES | (F1) Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share (F3) RSUs were granted and previously reported on a Form 3 filed July 24, 2026. The initial RSU grant of 500 shares vested on September 15, 2026. (F3) RSUs were granted and previously reported on a Form 3 filed July 24, 2026. The initial RSU grant of 500 shares vested on September 15, 2026. |