Form 4/A for APLM Apollomics Inc.
Accepted 2026-09-24 19:54:47 ET · period of report 2026-09-14 · accession 0001193125-26-401341 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2026-09-24 19:54 | 2026-09-15 | APLM | Chen Yi-Kuei | COO, Dir | M - OptEx | $0.00 | +5,000 | 20.1K | +33% | $0 |
| DA | 2026-09-24 19:54 | 2026-09-14 | APLM | Chen Yi-Kuei | COO, Dir | A - Grant | $0.00 | +8,000 | 8,000 | New | $0 |
| DA | 2026-09-24 19:54 | 2026-09-15 | APLM | Chen Yi-Kuei | COO, Dir | M - OptEx | $0.00 | -5,000 | 5,000 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A ORDINARY SHARES | 2026-09-15 | M | A | 5,000 | $0.00 | 20,100 | D | — | — | (F1) The amount reported includes a 100 share adjustment for shares previously owned but inadvertently omitted. |
| 2 | Derivative | Stock Option (Right to Buy) | 2026-09-14 | A | A | 8,000 | $0.00 | 8,000 | D | $23.18 · — to 2036-09-14 | 8,000 CLASS A ORDINARY SHARES | (F3) The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan on September 14, 2026. The option vests and becomes exercisable over a one-year period: fifty percent (50%) of the shares subject to the option vest on March 14, 2027 (six months from the grant date), and the remaining fifty percent (50%) vest on September 14, 2027 (twelve months from the grant date), subject to the reporting person's continued service to the Issuer through each applicable vesting date. |
| 3 | Derivative | Restricted Stock Units | 2026-09-15 | M | D | 5,000 | $0.00 | 5,000 | D | — · — to — | 5,000 CLASS A ORDINARY SHARES | (F4) Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share (F5) RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 5,000 shares vested on each of February 9, 2026, March 15, 2026, June 15, 2026 and September 15, 2026. This transaction represents the vesting of 5,000 RSUs on September 15, 2026. (F5) RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 5,000 shares vested on each of February 9, 2026, March 15, 2026, June 15, 2026 and September 15, 2026. This transaction represents the vesting of 5,000 RSUs on September 15, 2026. |