Form 4 for ECOR electroCore, Inc.
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-01 · accession 0001193805-21-001410 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-05 | 2021-10-01 | ECOR | Goldberger Daniel S | CEO, Dir | M - OptEx | $0.00 | +53.8K | 270.3K | +25% | $0 |
| D | 2021-10-05 | 2021-10-01 | ECOR | Goldberger Daniel S | CEO, Dir | M - OptEx | $0.00 | -53.8K | 107.5K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | M | A | 53,764 | $0.00 | 270,308 | D | — | — | (F1) On October 1, 2019, the Reporting Person was granted 215,053 Restricted Stock Units; on October 1, 2021, as part of the second annual vesting of 25% of such Restricted Stock Unit grant award, the Reporting Person was issued 53,764 shares of Common Stock. |
| 2 | Derivative | Restricted Stock Units | 2021-10-01 | M | D | 53,764 | $0.00 | 107,528 | D | — · — to — | 53,764 Common Stock | (F1) On October 1, 2019, the Reporting Person was granted 215,053 Restricted Stock Units; on October 1, 2021, as part of the second annual vesting of 25% of such Restricted Stock Unit grant award, the Reporting Person was issued 53,764 shares of Common Stock. |