Form 4 for QRHC Quest Resource Holding Corp
Accepted 2022-09-16 00:00:00 ET · period of report 2022-09-14 · accession 0001193805-22-001276 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-16 | 2022-09-14+ | QRHC | Sweitzer David P | EVP, COO | M - OptEx | $1.51 | +31.9K | 14.4K | New | +$48.2K |
| DM | 2022-09-16 | 2022-09-14+ | QRHC | Sweitzer David P | EVP, COO | S - Sale+OE | $7.94 | -31.9K | 8,511 | -79% | -$253.7K |
| DM | 2022-09-16 | 2022-09-14+ | QRHC | Sweitzer David P | EVP, COO | M - OptEx | $0.00 | -31.9K | 81.0K | -28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-16 | M | A | 6,959 | $1.51 | 15,470 | D | — | — | (F1) These shares represent the number of shares exercised by the Reporting Person. |
| 2 | Common | Common Stock | 2022-09-14 | S | D | 5,931 | $8.10 | 8,511 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.08, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. |
| 3 | Common | Common Stock | 2022-09-15 | M | A | 19,041 | $1.51 | 27,552 | D | — | — | (F1) These shares represent the number of shares exercised by the Reporting Person. |
| 4 | Common | Common Stock | 2022-09-14 | M | A | 5,931 | $1.51 | 14,442 | D | — | — | (F1) These shares represent the number of shares exercised by the Reporting Person. |
| 5 | Common | Common Stock | 2022-09-15 | S | D | 19,041 | $8.07 | 8,511 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.82 to $8.21, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. |
| 6 | Common | Common Stock | 2022-09-16 | S | D | 6,959 | $7.47 | 8,511 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. |
| 7 | Derivative | Employee Stock Option (Right to Buy | 2022-09-14 | M | D | 5,931 | $0.00 | 35,000 | D | $1.51 · — to 2030-03-16 | 5,931 Common Stock | (F6) The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted. |
| 8 | Derivative | Employee Stock Option (Right to Buy | 2022-09-16 | M | D | 6,959 | $0.00 | 74,000 | D | $1.51 · — to 2029-02-12 | 6,959 Common Stock | (F7) The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted. |
| 9 | Derivative | Employee Stock Option (Right to Buy | 2022-09-15 | M | D | 19,041 | $0.00 | 80,959 | D | $1.51 · — to 2029-02-12 | 19,041 Common Stock | (F7) The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted. |