Form 4 for ECOR electroCore, Inc.

Accepted 2022-12-06 00:00:00 ET · period of report 2022-12-02 · accession 0001193805-22-001659 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2022-12-06	2022-12-02	ECOR	Errico Joseph P	Dir	A - Grant	$0.00	+206.0K	2.62M	+9%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-12-02	A	A	205,987	$0.00	2,624,841	D	—	—	(F1) The Deferred Stock Units vest in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting on or after January 1, 2023, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date. (F2) Includes 1,905,703 shares of common stock beneficially owned directly by the Reporting Person; 266,350 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; 246,801 shares of common stock beneficially owned for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities may be deemed to be controlled by the Reporting Person; and 119,510 shares that have vested pursuant to previously issued Deferred Stock Units; 23,564 shares that have vested pursuant to previously issued Restricted Stock Units, 2,142 of shares will vest monthly through April 1, 2023. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant.