Form 4 for ECOR electroCore, Inc.
Accepted 2022-12-06 00:00:00 ET · period of report 2022-12-02 · accession 0001193805-22-001660 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-06 | 2022-12-02 | ECOR | Errico Thomas J. | Dir | A - Grant | $0.00 | +206.0K | 1.73M | +13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-02 | A | A | 205,987 | $0.00 | 1,732,687 | D | — | — | (F1) The Deferred Stock Units vest in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting on or after January 1, 2023, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date. (F2) Includes 1,465,002 shares of common stock beneficially owned directly by the Reporting Person; 19,454 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; and 42,244 shares of common stock beneficially owned for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities may be deemed to be controlled by the Reporting Person. |