Form 4 for ECOR electroCore, Inc.

Accepted 2022-12-15 00:00:00 ET · period of report 2022-12-13 · accession 0001193805-22-001736 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2022-12-15	2022-12-13	ECOR	Errico Joseph P	Dir	P - Purchase	$0.33	+100.0K	2.72M	+4%	+$33.0K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-12-13	P	A	100,000	$0.33	2,724,841	D	—	—	(F1) The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.3263 to $0.334 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on December 13, 2022. (F2) Consists of 2,005,703 shares of common stock held directly by the Reporting Person; including 23,564 shares that have vested pursuant to previously issued Restricted Stock Units, and 2,142 issuable pursuant to such Restricted Stock Units, subject to monthly vesting through April 1, 2023; 266,350 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; 246,801 shares of common stock beneficially owned for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities may be deemed to be controlled by the Reporting Person; and 205,987 shares of common stock issuable pursuant to Deferred Stock Units subject to vesting as disclosed in a Form 4 filed on December 6, 2022. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant.