Form 4 for ECOR electroCore, Inc.
Accepted 2023-08-03 00:00:00 ET · period of report 2023-08-02 · accession 0001193805-23-001067 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-03 | 2023-08-02 | ECOR | Goldberger Daniel S | CEO, Dir | P - Purchase | $4.35 | +51.0K | 84.6K | +152% | +$221.8K |
| D | 2023-08-03 | 2023-08-02 | ECOR | Goldberger Daniel S | CEO, Dir | P - Purchase | $0.06 | +25.5K | 25.5K | New | +$1,530 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-02 | P | A | 50,991 | $4.35 | 84,560 | D | — | — | (F2) Includes 10,752 shares that have vested pursuant to previously issued Restricted Stock Units; also includes an additional 3,584 shares issuable pursuant to Restricted Stock Units that will potentially vest on October 1, 2023. All such vested and unvested shares were previously reported on a Form 4 filing at the time of grant. Shares reported account for the 1-for-15 reverse stock split of the Issuer's common stock on February 15, 2023. |
| 2 | Derivative | Warrants to Purchase Common Stock | 2023-08-02 | P | A | 25,495 | $0.06 | 25,495 | D | $4.35 · 2024-02-02 to 2029-02-02 | 25,495 Common Stock |