Form 4 for ECOR electroCore, Inc.
Accepted 2023-08-04 00:00:00 ET · period of report 2023-08-02 · accession 0001193805-23-001081 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-04 | 2023-08-02 | ECOR | Errico Thomas J. | Dir | A - Grant | $4.35 | +45.6K | 167.9K | +37% | +$198.4K |
| D | 2023-08-04 | 2023-08-02 | ECOR | Errico Thomas J. | Dir | P - Purchase | $0.06 | +22.8K | 22.8K | New | +$1,368 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-02 | A | A | 45,607 | $4.35 | 167,867 | D | — | — | (F2) Consists of 150,023 shares of common stock beneficially owned directly by the Reporting Person; 1,296 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; and 13,732 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant. |
| 2 | Derivative | Warrants to Purchase Common Stock | 2023-08-02 | P | A | 22,803 | $0.06 | 22,803 | D | $4.35 · 2024-02-02 to 2029-02-02 | 22,803 Common Stock |