Form 4 for ECOR electroCore, Inc.

Accepted 2023-08-04 00:00:00 ET · period of report 2023-08-02 · accession 0001193805-23-001086 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-08-04	2023-08-02	ECOR	PATTON THOMAS M	Dir	A - Grant	$4.35	+11.0K	37.7K	+41%	+$48.1K
D	2023-08-04	2023-08-02	ECOR	PATTON THOMAS M	Dir	P - Purchase	$0.06	+5,524	5,524	New	+$331.44

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-08-02	A	A	11,049	$4.35	37,748	D	—	—	(F1) On August 2, 2023, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 11,049 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $4.4125 per Unit, inclusive of $4.35 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is exercisable beginning six months from the date of issuance at an exercise price of $4.35 per share, and expires five years from the initial exercise date. (F2) Includes 12,967 shares that have vested pursuant to previously issued Restricted Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant. (F3) Includes 13,732 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant.
2	Derivative	Warrants to Purchase Common Stock	2023-08-02	P	A	5,524	$0.06	5,524	D	$4.35 · 2024-02-02 to 2029-02-02	5,524 Common Stock