Form 4 for ECOR electroCore, Inc.

Accepted 2023-08-08 00:00:00 ET · period of report 2019-08-19 · accession 0001193805-23-001145 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-08-08	2019-08-19+	ECOR	Errico Thomas J.	Dir	A - Grant	$0.8325	+22.4K	189.6K	+13%	+$18.7K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2019-08-19	A	A	707	$26.43	168,574	D	—	—	(F1) The purchase accounts for the 1-for-15 reverse stock split of the Issuer's common stock on February 15, 2023. This Form 4 is being filed to report this previously unreported transaction. (F3) Consists of 171,762 shares of common stock beneficially owned directly by the Reporting Person; 1,296 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; and 13,732 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant.
2	Common	Common Stock	2023-08-04	A	A	21,739	$0.00	189,606	D	—	—	(F3) Consists of 171,762 shares of common stock beneficially owned directly by the Reporting Person; 1,296 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; and 13,732 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant.