Form 4 for ECOR electroCore, Inc.
Accepted 2024-06-06 00:00:00 ET · period of report 2024-06-05 · accession 0001193805-24-000758 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-06 | 2024-06-05 | ECOR | Wilber Patricia | Dir | A - Grant | $6.43 | +6,931 | 33.1K | +26% | +$44.6K |
| D | 2024-06-06 | 2024-06-05 | ECOR | Wilber Patricia | Dir | P - Purchase | $0.06 | +3,465 | 3,465 | New | +$207.90 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-05 | A | A | 6,931 | $6.43 | 33,114 | D | — | — | (F1) On June 5, 2024, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 6,931 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $6.4925 per Unit, inclusive of $6.43 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is immediately exercisable from the date of issuance at an exercise price of $6.43 per share, and expires five years after issuance. (F3) Includes 18,116 shares that have vested pursuant to previously issued Restricted Stock Units; 3,623 of shares will vest monthly through August 2, 2024, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant. (F2) Includes 7,500 shares that have vested pursuant to previously issued Restricted Stock Units; 2,500 of shares will vest monthly through March 15, 2025, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant. |
| 2 | Derivative | Warrants to Purchase Common Stock | 2024-06-05 | P | A | 3,465 | $0.06 | 3,465 | D | $6.43 · 2024-06-05 to 2029-06-05 | 3,465 Common Stock |