Form 4 for U Unity Software Inc.
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0001193857-21-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-03 | 2021-11-01 | U | RICCITIELLO JOHN S. | Pres, CEO, Dir | S - Sale+OE | $149.85 | -217.1K | 3.51M | -6% | -$32.54M |
| DMI | 2021-11-03 | 2021-11-01 | U | RICCITIELLO JOHN S. | Pres, CEO, Dir | S - Sale+OE | $149.77 | -12.2K | 500 | -96% | -$1.83M |
| DI | 2021-11-03 | 2021-11-01 | U | RICCITIELLO JOHN S. | Pres, CEO, Dir | M - OptEx | $1.43 | +12.2K | 12.2K | New | +$17.5K |
| DI | 2021-11-03 | 2021-11-01 | U | RICCITIELLO JOHN S. | Pres, CEO, Dir | M - OptEx | $1.43 | -12.2K | 475.7K | -3% | -$17.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | S | D | 33,746 | $148.56 | 3,644,310 | D See footnote | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.24 to $149.23, inclusive. |
| 2 | Common | Common Stock | 2021-11-01 | S | D | 400 | $153.93 | 100 | I | — | — | (F16) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.64 to $154.09, inclusive. |
| 3 | Common | Common Stock | 2021-11-01 | S | D | 800 | $151.76 | 1,300 | I | — | — | (F14) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.55 to $152.30, inclusive. |
| 4 | Common | Common Stock | 2021-11-01 | S | D | 36,001 | $150.78 | 3,550,371 | D See footnote | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.24 to $151.23, inclusive. |
| 5 | Common | Common Stock | 2021-11-01 | S | D | 12,000 | $151.68 | 3,538,371 | D See footnote | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.24 to $152.23, inclusive. |
| 6 | Common | Common Stock | 2021-11-01 | S | D | 13,979 | $152.76 | 3,524,392 | D See footnote | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.24 to $153.23, inclusive. |
| 7 | Common | Common Stock | 2021-11-01 | S | D | 1,700 | $150.91 | 2,100 | I | — | — | (F13) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.50 to $151.28, inclusive. |
| 8 | Common | Common Stock | 2021-11-01 | S | D | 3,600 | $149.72 | 3,800 | I | — | — | (F12) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.39 to $150.37, inclusive. |
| 9 | Common | Common Stock | 2021-11-01 | S | D | 1,748 | $148.63 | 7,400 | I | — | — | (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.34 to $149.33, inclusive. |
| 10 | Common | Common Stock | 2021-11-01 | S | D | 3,100 | $147.74 | 9,148 | I | — | — | (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.29 to $148.24, inclusive. |
| 11 | Common | Common Stock | 2021-11-01 | M | A | 12,248 | $1.43 | 12,248 | I See footnote | — | — | |
| 12 | Common | Common Stock | 2021-11-01 | S | D | 3,100 | $154.60 | 3,508,270 | D See footnote | — | — | (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.25 to $155.00, inclusive. |
| 13 | Common | Common Stock | 2021-11-01 | S | D | 57,938 | $149.62 | 3,586,372 | D See footnote | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.24 to $150.23, inclusive. |
| 14 | Common | Common Stock | 2021-11-01 | S | D | 100 | $154.72 | 0 | I | — | — | |
| 15 | Common | Common Stock | 2021-11-01 | S | D | 47,348 | $147.70 | 3,678,056 | D See footnote | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.24 to $148.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (16) of this Form 4. |
| 16 | Common | Common Stock | 2021-11-01 | S | D | 800 | $153.20 | 500 | I | — | — | (F15) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.64 to $153.50, inclusive. |
| 17 | Common | Common Stock | 2021-11-01 | S | D | 13,022 | $153.49 | 3,511,370 | D See footnote | — | — | (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.24 to $154.14, inclusive. |
| 18 | Derivative | Stock Option (Right to Buy) | 2021-11-01 | M | D | 12,248 | $1.43 | 475,696 | I See footnote | $1.43 · — to 2025-05-04 | 12,248 Common Stock | (F18) The securities are held by the reporting person's fiancee. (F17) Fully vested. |