Form 4 for ALKT ALKAMI TECHNOLOGY, INC.
Accepted 2021-07-16 00:00:00 ET · period of report 2021-07-12 · accession 0001193875-21-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-07-16 | 2021-07-12+ | ALKT | LOCKHART H EUGENE | Dir | S - Sale | $34.69 | -120.6K | 458.8K | -21% | -$4.18M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-14 | S | D | 9 | $34.00 | 421,094 | I See footnote | — | — | (F2) The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. (F3) This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. (F1) Shares held by MissionOG Fund II, L.P. |
| 2 | Common | Common Stock | 2021-07-14 | S | D | 2,240 | $32.77 | 421,103 | I See footnote | — | — | (F13) The price reported is a straight average sale price. The sale prices ranged from $32.50 to $33.42. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. (F2) The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. (F3) This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. (F1) Shares held by MissionOG Fund II, L.P. |
| 3 | Common | Common Stock | 2021-07-14 | S | D | 926 | $31.75 | 423,343 | I See footnote | — | — | (F12) The price reported is a straight average sale price. The sale prices ranged from $31.24 to $32.21. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. (F2) The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. (F3) This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. (F1) Shares held by MissionOG Fund II, L.P. |
| 4 | Common | Common Stock | 2021-07-13 | S | D | 2,029 | $34.57 | 262,463 | I See footnotes | — | — | (F7) Shares held by MissionOG Parallel Fund II, L.P. (F2) The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. (F3) This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. (F11) The price reported is a straight average sale price. The sale prices ranged from $34.09 to $34.96. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2021-07-13 | S | D | 15,937 | $33.67 | 264,492 | I See footnotes | — | — | (F10) The price reported is a straight average sale price. The sale prices ranged from $33.09 to $34.09. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. (F7) Shares held by MissionOG Parallel Fund II, L.P. (F2) The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. (F3) This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. |
| 6 | Common | Common Stock | 2021-07-13 | S | D | 3,664 | $34.46 | 424,269 | I See footnote | — | — | (F9) The price reported is a straight average sale price. The sale prices ranged from $34.07 to $34.96. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. (F2) The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. (F3) This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. (F1) Shares held by MissionOG Fund II, L.P. |
| 7 | Common | Common Stock | 2021-07-12 | S | D | 635 | $35.99 | 280,429 | I See footnotes | — | — | (F7) Shares held by MissionOG Parallel Fund II, L.P. (F2) The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. (F3) This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. |
| 8 | Common | Common Stock | 2021-07-13 | S | D | 29,960 | $33.62 | 427,933 | I See footnote | — | — | (F8) The price reported is a straight average sale price. The sale prices ranged from $33.07 to $34.06. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. (F2) The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. (F3) This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. (F1) Shares held by MissionOG Fund II, L.P. |
| 9 | Common | Common Stock | 2021-07-12 | S | D | 27,715 | $35.54 | 281,064 | I See footnotes | — | — | (F6) The price reported is a straight average sale price. The sale prices ranged from $34.97 to $35.95. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. (F2) The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. (F3) This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. (F4) The price reported is a straight average sale price. The sale prices ranged from $34.94 to $35.95. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2021-07-12 | S | D | 948 | $35.97 | 457,893 | I See footnote | — | — | (F5) The price reported is a straight average sale price. The sale prices ranged from $35.95 to $35.99. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. (F2) The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. (F3) This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. (F1) Shares held by MissionOG Fund II, L.P. |
| 11 | Common | Common Stock | 2021-07-12 | S | D | 36,563 | $35.53 | 458,841 | I See footnote | — | — | (F4) The price reported is a straight average sale price. The sale prices ranged from $34.94 to $35.95. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. (F2) The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. (F3) This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. (F1) Shares held by MissionOG Fund II, L.P. |