Form 4 for SUNS Sunrise Realty Trust, Inc.
Accepted 2024-08-30 00:00:00 ET · period of report 2024-08-28 · accession 0001200461-24-000029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-08-30 | 2024-08-28 | SUNS | TANNENBAUM LEONARD M | Executive COB, Dir, 10% | P - Purchase | $13.69 | +21.3K | 395.2K | +6% | +$292.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-28 | P | A | 1,000 | $13.75 | 1,000 | I By reporting person as UTMA custodian for son | — | — | |
| 2 | Common | Common Stock | 2024-08-28 | P | A | 15,000 | $13.66 | 15,000 | I See footnote | — | — | (F3) This transaction was executed in multiple trades ranging from $13.48 to $13.75; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. (F4) These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |
| 3 | Common | Common Stock | 2024-08-28 | P | A | 5,335 | $13.75 | 395,181 | I See footnote | — | — | (F1) This transaction was executed in multiple trades at $13.75. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. (F2) These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |