Form 4 for QCOM Qualcomm
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-01 · accession 0001205233-21-000055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-05 | 2021-10-01 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | F - Tax | $128.71 | -11.4K | 44.6K | -20% | -$1.46M |
| DM | 2021-10-05 | 2021-10-01 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | M - OptEx | $0.00 | +25.6K | 36.0K | +247% | $0 |
| D | 2021-10-05 | 2021-10-04 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | S - Sale+OE | $128.92 | -9,157 | 32.1K | -22% | -$1.18M |
| DM | 2021-10-05 | 2021-10-01 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | M - OptEx | $0.00 | -25.6K | 10.5K | -71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | F | D | 3,073 | $128.71 | 49,602 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-01 | M | A | 10,527 | $0.00 | 46,528 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-01 | F | D | 3,337 | $128.71 | 41,293 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-04 | S | D | 9,157 | $128.92 | 32,136 | D | — | — | |
| 5 | Common | Common Stock | 2021-10-01 | F | D | 4,972 | $128.71 | 44,630 | D | — | — | |
| 6 | Common | Common Stock | 2021-10-01 | M | A | 6,147 | $0.00 | 52,675 | D | — | — | |
| 7 | Common | Common Stock | 2021-10-01 | M | A | 8,964 | $0.00 | 36,001 | D | — | — | (F1) Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively. |
| 8 | Derivative | Restricted Stock Unit | 2021-10-01 | M | D | 8,964.10 | $0.00 | 0 | D | — · — to 2021-10-01 | 8,964.10 Common Stock | (F3) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. (F4) The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021. |
| 9 | Derivative | Restricted Stock Unit | 2021-10-01 | M | D | 6,147.20 | $0.00 | 12,296.43 | D | — · — to 2023-10-01 | 6,147.20 Common Stock | (F3) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. (F6) These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. |
| 10 | Derivative | Restricted Stock Unit | 2021-10-01 | M | D | 10,527.41 | $0.00 | 10,527.41 | D | — · — to 2022-10-01 | 10,527.41 Common Stock | (F3) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. (F5) These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. |