Form 4 for SGI SOMNIGROUP INTERNATIONAL INC.
Accepted 2021-07-12 00:00:00 ET · period of report 2021-07-08 · accession 0001206264-21-000189 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-12 | 2021-07-08 | SGI | Rao Bhaskar | EVP, CFO | M - OptEx | $15.70 | +197.0K | 248.8K | +380% | +$3.09M |
| DM | 2021-07-12 | 2021-07-08 | SGI | Rao Bhaskar | EVP, CFO | S - Sale+OE | $38.41 | -141.1K | 241.7K | -37% | -$5.42M |
| DM | 2021-07-12 | 2021-07-08 | SGI | Rao Bhaskar | EVP, CFO | M - OptEx | $0.00 | -197.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-08 | M | A | 96,992 | $17.38 | 283,886 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-08 | S | D | 63,109 | $38.15 | 220,777 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.8 to $38.79. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Common | Common Stock | 2021-07-08 | S | D | 8,650 | $39.02 | 212,127 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.8 to $39.28. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Common | Common Stock | 2021-07-08 | M | A | 56,436 | $15.61 | 268,563 | D | — | — | |
| 5 | Common | Common Stock | 2021-07-08 | S | D | 33,030 | $38.10 | 235,533 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.78 to $38.77. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 6 | Common | Common Stock | 2021-07-08 | S | D | 7,324 | $38.95 | 228,209 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.8 to $39.255. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 7 | Common | Common Stock | 2021-07-08 | S | D | 3,255 | $39.32 | 242,760 | D | — | — | |
| 8 | Common | Common Stock | 2021-07-08 | S | D | 12,877 | $38.86 | 235,900 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.64 to $39.14. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 9 | Common | Common Stock | 2021-07-08 | M | A | 11,544 | $14.38 | 247,444 | D | — | — | |
| 10 | Common | Common Stock | 2021-07-08 | S | D | 8,057 | $38.89 | 239,387 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.64 to $39.14. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 11 | Common | Common Stock | 2021-07-08 | M | A | 7,064 | $12.97 | 246,451 | D | — | — | |
| 12 | Common | Common Stock | 2021-07-08 | S | D | 4,792 | $39.32 | 241,659 | D | — | — | |
| 13 | Common | Common Stock | 2021-07-08 | M | A | 4,356 | $17.88 | 246,015 | D | — | — | |
| 14 | Common | Common Stock | 2021-07-08 | M | A | 20,568 | $9.26 | 248,777 | D | — | — | |
| 15 | Derivative | Stock Option (right to buy) | 2021-07-08 | M | D | 96,992 | $0.00 | 0 | D | $17.38 · — to 2027-01-04 | 96,992 Common Stock | (F8) The option was previously reported as covering 24,248 shares at an exercise price of $69.50 per share, vesting in four annual installments on January 5, 2018, 2019, 2020 and 2021. The option and exercise price have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020. |
| 16 | Derivative | Stock Options (right to buy) | 2021-07-08 | M | D | 56,436 | $0.00 | 18,812 | D | $15.61 · — to 2028-01-04 | 56,436 Common Stock | (F9) The option was previously reported as covering 18,812 shares at an exercise price of $62.45 per share, vesting in four annual installments on January 5, 2019, 2020, 2021 and 2022. The option and exercise price have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020. |
| 17 | Derivative | Stock Option (right to buy) | 2021-07-08 | M | D | 11,544 | $0.00 | 0 | D | $14.38 · — to 2025-02-26 | 11,544 Common Stock | (F11) The option was previously reported as covering 2,886 shares at an exercise price of $57.51 per share, vesting in three annual installments on February 27, 2016, 2017 and 2018. The option and exercise price have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020. |
| 18 | Derivative | Stock Options (right to buy) | 2021-07-08 | M | D | 7,064 | $0.00 | 0 | D | $12.97 · — to 2024-02-27 | 7,064 Common Stock | (F12) The option was previously reported as covering 1,766 shares at an exercise price of $51.87 per share, vesting in three annual installments on February 28, 2015, 2016 and 2017. The option and exercise price have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020. |
| 19 | Derivative | Stock Option (right to buy) | 2021-07-08 | M | D | 4,356 | $0.00 | 0 | D | $17.88 · — to 2022-02-08 | 4,356 Common Stock | (F13) The option was previously reported as covering 1,089 shares at an exercise price of $71.50 per share, vesting in three annual installments on February 9, 2013, 2014 and 2015. The option and exercise price have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020. |
| 20 | Derivative | Stock Options (right to buy) | 2021-07-08 | M | D | 20,568 | $0.00 | 0 | D | $9.26 · — to 2023-02-21 | 20,568 Common Stock | (F10) The option was previously reported as covering 5,142 shares at an exercise price of $37.05 per share, vesting in two annual installments on February 22, 2014 and 2015. The option and exercise price have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020. |