Form 4 for SGI SOMNIGROUP INTERNATIONAL INC.
Accepted 2023-01-06 00:00:00 ET · period of report 2023-01-04 · accession 0001206264-23-000028 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-06 | 2023-01-04 | SGI | THOMPSON SCOTT L | CEO, Pres, Dir | M - OptEx | $0.00 | +467.4K | 2.72M | +21% | $0 |
| DM | 2023-01-06 | 2023-01-04 | SGI | THOMPSON SCOTT L | CEO, Pres, Dir | F - Tax | $34.93 | -113.8K | 2.48M | -4% | -$3.98M |
| DM | 2023-01-06 | 2023-01-04 | SGI | THOMPSON SCOTT L | CEO, Pres, Dir | M - OptEx | $0.00 | -467.4K | 302.3K | -61% | $0 |
| D | 2023-01-06 | 2023-01-04 | SGI | THOMPSON SCOTT L | CEO, Pres, Dir | A - Grant | $0.00 | +114.5K | 114.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-04 | M | A | 151,173 | $0.00 | 2,456,933 | D | — | — | (F1) Performance restricted stock units and restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-01-04 | F | D | 36,811 | $34.93 | 2,420,122 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-04 | M | A | 41,486 | $0.00 | 2,461,608 | D | — | — | (F1) Performance restricted stock units and restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-01-04 | F | D | 10,102 | $34.93 | 2,451,506 | D | — | — | |
| 5 | Common | Common Stock | 2023-01-04 | M | A | 37,793 | $0.00 | 2,489,299 | D | — | — | (F1) Performance restricted stock units and restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2023-01-04 | F | D | 57,688 | $34.93 | 2,659,316 | D | — | — | |
| 7 | Common | Common Stock | 2023-01-04 | F | D | 9,203 | $34.93 | 2,480,096 | D | — | — | |
| 8 | Common | Common Stock | 2023-01-04 | M | A | 236,908 | $0.00 | 2,717,004 | D | — | — | (F1) Performance restricted stock units and restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Derivative | Restricted Stock Units | 2023-01-04 | M | D | 236,908 | $0.00 | 0 | D | $0.00 · — to — | 236,908 Common Stock | (F1) Performance restricted stock units and restricted stock units convert into common stock on a one-for-one basis. (F5) The restricted stock units ("RSUs") were previously reported as a grant of 236,911 RSUs vesting in four annual installments on January 4, 2020, 2021, 2022 and 2023. The RSUs have been adjusted to reflect the 4-for-1 stock split, which occurred on November 24, 2020. |
| 10 | Derivative | Restricted Stock Units | 2023-01-04 | A | A | 114,515 | $0.00 | 114,515 | D | $0.00 · — to — | 114,515 Common Stock | (F6) On January 4, 2023, the reporting person was granted 114,515 restricted stock units, vesting in full on the first anniversary of the grant date. |
| 11 | Derivative | Restricted Stock Units | 2023-01-04 | M | D | 37,793 | $0.00 | 75,586 | D | $0.00 · — to — | 37,793 Common Stock | (F1) Performance restricted stock units and restricted stock units convert into common stock on a one-for-one basis. (F4) On January 4, 2021, the reporting person was granted 151,172 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. |
| 12 | Derivative | Restricted Stock Units | 2023-01-04 | M | D | 41,486 | $0.00 | 41,485 | D | $0.00 · — to — | 41,486 Common Stock | (F1) Performance restricted stock units and restricted stock units convert into common stock on a one-for-one basis. (F3) On January 4, 2022, the reporting person was granted 82,971 restricted stock units, vesting in two annual installments beginning on the first anniversary of the grant date. |
| 13 | Derivative | Performance Restricted Stock Units | 2023-01-04 | M | D | 151,173 | $0.00 | 302,343 | D | $0.00 · — to — | 151,173 Common Stock | (F1) Performance restricted stock units and restricted stock units convert into common stock on a one-for-one basis. (F2) On February 22, 2022, the Compensation Committee of the Board of Directors determined that the maximum performance conditions for the performance restricted stock units (PRSUs) granted on January 4, 2021 were achieved. The PRSUs vest in approximately three equal installments on January 4, 2023, 2024 and 2025. |