Form 4 for SMCI Supermicro
Accepted 2026-02-02 00:00:00 ET · period of report 2026-01-29 · accession 0001208730-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-02-02 | 2026-01-29 | SMCI | LIU TALLY C | Dir | M - OptEx | — | +747 | 286.0K | +0.3% | — |
| D | 2026-02-02 | 2026-01-29 | SMCI | LIU TALLY C | Dir | M - OptEx | $0.00 | -747 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-29 | M | A | 747 | — | 286,047 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 2 | Derivative | Restricted Stock Units | 2026-01-29 | M | D | 747 | $0.00 | 0 | D | — · — to — | 747 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F2) Restricted stock units were granted with respect to service as lead independent director. The total number of restricted stock units fully vested on January 29, 2026. Vested units are settled in shares of common stock. |