Form 4 for UNH UnitedHealth Group
Accepted 2021-07-01 00:00:00 ET · period of report 2021-06-29 · accession 0001209191-21-044562 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-07-01 | 2021-06-29 | UNH | HEMSLEY STEPHEN J | Dir | A - Grant | $0.00 | +41.06 | 1.00M | +0.0% | $0 | |
| I | 2021-07-01 | 2021-05-13 | UNH | HEMSLEY STEPHEN J | Dir | G - Gift | $0.00 | -157.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-29 | A | A | 41.06 | $0.00 | 1,001,219.91 | D by GRAT5 | — | — | (F1) Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest. (F2) Includes 143,000 UNH shares transferred from the Grantor Retained Annuity Trust #5 to the reporting person to satisfy an annuity payment on May 7, 2021. Also reflects the transfer of 2,000 UNH shares from the reporting person to GRAT #6 on June 7, 2021, and 250,000 UNH shares from the reporting person to GRAT #8 on June 16, 2021. These transfers were exempt from Section 16 pursuant to Rule 16a-13. |
| 2 | Common | Common Stock | 2021-05-13 | G | D | 157,488 | $0.00 | 0 | I | — | — | (F3) On May 7, 2021, 143,000 UNH shares held in GRAT #5 were distributed to the reporting person to satisfy an annuity payment and are reported as directly owned as set forth in footnote (2). |