Form 4 for NTGR NETGEAR, INC.
Accepted 2021-07-01 00:00:00 ET · period of report 2021-06-30 · accession 0001209191-21-044590 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-01 | 2021-07-01 | NTGR | LO PATRICK CS | CEO | M - OptEx | $20.60 | +26.1K | 96.7K | +37% | +$537.2K |
| DM | 2021-07-01 | 2021-07-01 | NTGR | LO PATRICK CS | CEO | S - Sale+OE | $37.65 | -26.1K | 88.4K | -23% | -$981.6K |
| D | 2021-07-01 | 2021-06-30 | NTGR | LO PATRICK CS | CEO | F - Tax | $38.32 | -4,958 | 88.4K | -5% | -$190.0K |
| DM | 2021-07-01 | 2021-07-01 | NTGR | LO PATRICK CS | CEO | M - OptEx | $0.00 | -26.1K | 48.4K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-01 | M | A | 8,278 | $18.58 | 96,693 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-01 | S | D | 9,519 | $37.65 | 88,415 | D | — | — | (F4) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-07-01 | M | A | 9,519 | $23.48 | 97,934 | D | — | — | |
| 4 | Common | Common Stock | 2021-07-01 | S | D | 8,278 | $37.64 | 88,415 | D | — | — | (F4) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2021-07-01 | M | A | 8,278 | $19.32 | 96,693 | D | — | — | |
| 6 | Common | Common Stock | 2021-07-01 | S | D | 8,278 | $37.65 | 88,415 | D | — | — | (F4) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2021-06-30 | F | D | 4,958 | $38.32 | 88,415 | D | — | — | |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-07-01 | M | D | 8,278 | $0.00 | 42,054 | D | $19.32 · — to 2024-06-03 | 8,278 Common Stock | (F9) 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2021-07-01 | M | D | 8,278 | $0.00 | 42,054 | D | $18.58 · — to 2025-06-02 | 8,278 Common Stock | (F10) This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |
| 10 | Derivative | Employee Stock Option (Right to Buy) | 2021-07-01 | M | D | 9,519 | $0.00 | 48,362 | D | $23.48 · — to 2026-03-24 | 9,519 Common Stock | (F10) This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |