Form 4 for CNP CenterPoint Energy

Accepted 2021-07-02 00:00:00 ET · period of report 2021-07-01 · accession 0001209191-21-044885 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-07-02	2021-07-01	CNP	LESAR DAVID J	Pres, CEO, Dir	F - Tax	$24.73	-6,807	322.9K	-2%	-$168.3K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-07-01	F	D	6,807	$24.73	322,915	D	—	—	(F1) Shares withheld for taxes upon payment of time-based restricted stock units. (F2) Includes (i) 17,298 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan ("Plan") and vesting in July 2022, and (ii) 17,298 RSUs awarded under Plan and vesting in July 2023. Reporting Person ("R.P.") must remain an employee through vesting dates. Also includes 109,289 RSUs awarded under Plan and vesting (i) in July 2023 if R.P. remains an employee through vesting date; (ii) upon earlier disability or death; or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. Also includes 93,119 RSUs awarded under Plan and vesting (i) in February 2024 if R.P. remains an employee through vesting date, (ii) upon earlier disability or death, or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied; provided, vesting is conditioned on positive operating income in last full year of restricted period except in case of death or disability.