Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2021-07-02 00:00:00 ET · period of report 2021-06-30 · accession 0001209191-21-044950 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-02 | 2021-07-01 | LEVI | JAFFE SETH | EVP, GC | C - Cnv Deriv | $0.00 | +41.8K | 158.6K | +36% | $0 |
| D | 2021-07-02 | 2021-07-01 | LEVI | JAFFE SETH | EVP, GC | S - Sale | $27.67 | -41.8K | 116.8K | -26% | -$1.16M |
| D | 2021-07-02 | 2021-07-01 | LEVI | JAFFE SETH | EVP, GC | C - Cnv Deriv | $0.00 | -41.8K | 228.5K | -15% | $0 |
| DM | 2021-07-02 | 2021-06-30 | LEVI | JAFFE SETH | EVP, GC | M - OptEx | $3.71 | 0 | 113.2K | New | $0 |
| D | 2021-07-02 | 2021-06-30 | LEVI | JAFFE SETH | EVP, GC | D - Sale to Iss | $27.72 | -71.4K | 270.3K | -21% | -$1.98M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-01 | C | A | 41,787 | $0.00 | 158,578 | D | — | — | (F2) Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. |
| 2 | Common | Class A Common Stock | 2021-07-01 | S | D | 41,787 | $27.67 | 116,791 | D | — | — | (F3) Price represents the weighted average sale price of the shares sold. The sale price ranged from $27.48 to $28.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 3 | Derivative | Class B Common Stock | 2021-07-01 | C | D | 41,787 | $0.00 | 228,480 | D | — · — to — | 41,787 Class A Common Stock | (F2) Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. (F5) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Derivative | Class B Common Stock | 2021-06-30 | M | A | 113,203 | $7.43 | 341,683 | D | — · — to — | 113,203 Class A Common Stock | (F5) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 5 | Derivative | Stock Appreciation Rights | 2021-06-30 | M | D | 113,203 | $0.00 | 113,203 | D | $7.43 · — to 2022-02-04 | 113,203 Class B Common Stock | (F4) 100% of these stock appreciation rights are fully vested. |
| 6 | Derivative | Class B Common Stock | 2021-06-30 | D | D | 71,416 | $27.72 | 270,267 | D | — · — to — | 71,416 Class A Common Stock | (F5) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |