InsiderTrades

Form 4 for ASAN Asana, Inc.

Accepted 2021-07-02 00:00:00 ET · period of report 2021-06-30 · accession 0001209191-21-045017 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-07-02 2021-06-30 ASAN Moskovitz Dustin A. Pres, CEO, COB, Dir, 10% P - Purchase $63.34 +160.0K 3.95M +4% +$10.13M
DMI 2021-07-02 2021-07-01 ASAN Moskovitz Dustin A. Pres, CEO, COB, Dir, 10% C - Cnv Deriv $0.00 0 42.03M New $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2021-06-30 P A 60,436 $62.85 3,850,436 D — — (F2) The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $62.29 to $63.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
2 Common Class A Common Stock 2021-06-30 P A 99,564 $63.63 3,950,000 D — — (F3) The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $63.29 to $64.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
3 Derivative Senior Mandatory Convertible Promissory Note 2021-07-01 C D 11,282,390 $0.00 0 I See footnote $31.58 · — to 2025-01-30 11,282,390 Class B Common Stock (F4) The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. (F5) The January Convertible Note had a principal amount of $300,000,000, a maturity date of January 30, 2025, and accrued interest at a rate of 3.5% per annum, compounded annually. The principal amount and all accrued interest through scheduled maturity converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.58 per share.
4 Derivative Class B Common Stock 2021-07-01 C A 11,282,390 $0.00 36,300,323 I See footnote — · — to — 11,282,390 Class A Common Stock (F6) Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. (F4) The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05.
5 Derivative Senior Mandatory Convertible Promissory Note 2021-07-01 C D 5,730,432 $0.00 0 I See footnote $31.09 · — to 2025-06-26 5,730,432 Class B Common Stock (F4) The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. (F7) The June Convertible Note had a principal amount of $150,000,000, a maturity date of June 26, 2025, and accrued interest at a rate of 3.5% per annum, compounded annually. The principal amount and all accrued interest through scheduled maturity converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.09 per share.
6 Derivative Class B Common Stock 2021-07-01 C A 5,730,432 $0.00 42,030,755 I See footnote — · — to — 5,730,432 Class A Common Stock (F6) Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. (F4) The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05.