Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2021-07-02 00:00:00 ET · period of report 2021-07-01 · accession 0001209191-21-045115 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-02 | 2021-07-01 | UEIC | STAPLETON GREGORY | Dir | M - OptEx | — | +1,250 | 36.4K | +4% | — |
| D | 2021-07-02 | 2021-07-01 | UEIC | STAPLETON GREGORY | Dir | F - Tax | $48.71 | -625 | 35.7K | -2% | -$30.4K |
| D | 2021-07-02 | 2021-07-01 | UEIC | STAPLETON GREGORY | Dir | M - OptEx | $0.00 | -1,250 | 0 | -100% | $0 |
| D | 2021-07-02 | 2021-07-01 | UEIC | STAPLETON GREGORY | Dir | A - Grant | $0.00 | +5,000 | 5,000 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-01 | M | A | 1,250 | — | 36,351 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 2 | Common | Common Stock | 2021-07-01 | F | D | 625 | $48.71 | 35,726 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the company's current Directors Compensation Plan. |
| 3 | Derivative | Restricted Stock Units | 2021-07-01 | M | D | 1,250 | $0.00 | 0 | D | — · — to — | 1,250 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. |
| 4 | Derivative | Restricted Stock Units | 2021-07-01 | A | A | 5,000 | $0.00 | 5,000 | D | — · — to — | 5,000 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F5) Restricted stock units awarded on July 1, 2021 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2022. |