Form 4 for ALEC Alector, Inc.
Accepted 2021-07-06 00:00:00 ET · period of report 2021-07-01 · accession 0001209191-21-045623 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-06 | 2021-07-01+ | ALEC | Paul Robert | Chief Medical Off | S - Sale+OE | $26.94 | -56.7K | 247.0K | -19% | -$1.53M |
| D | 2021-07-06 | 2021-07-02 | ALEC | Paul Robert | Chief Medical Off | M - OptEx | $17.15 | +17.3K | 264.3K | +7% | +$297.1K |
| D | 2021-07-06 | 2021-07-02 | ALEC | Paul Robert | Chief Medical Off | M - OptEx | $0.00 | -17.3K | 129.5K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-02 | S | D | 30,000 | $31.14 | 234,319 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-01 | S | D | 26,726 | $22.23 | 246,993 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-07-02 | M | A | 17,326 | $17.15 | 264,319 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2021-07-02 | M | D | 17,326 | $0.00 | 129,549 | D | $17.15 · — to 2029-11-06 | 17,326 Common Stock | (F3) The shares subject to the option vest in 48 equal monthly installments beginning on December 6, 2019. |