Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2021-07-06 00:00:00 ET · period of report 2021-07-06 · accession 0001209191-21-045627 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-07-06 | 2021-07-06 | LEVI | Eisenhardt Elizabeth H | 10% | C - Cnv Deriv | $0.00 | +59.8K | 29.9K | New | $0 |
| DMI | 2021-07-06 | 2021-07-06 | LEVI | Eisenhardt Elizabeth H | 10% | S - Sale | $28.22 | -59.8K | 0 | -100% | -$1.69M |
| DMI | 2021-07-06 | 2021-07-06 | LEVI | Eisenhardt Elizabeth H | 10% | C - Cnv Deriv | $0.00 | -59.8K | 3.97M | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-06 | C | A | 29,893 | $0.00 | 29,893 | I Trustee | — | — | (F3) These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2021-07-06 | C | A | 29,893 | $0.00 | 29,893 | I Trustee | — | — | (F5) These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. |
| 3 | Common | Class A Common Stock | 2021-07-06 | S | D | 29,893 | $28.22 | 0 | I Trustee | — | — | (F2) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.000 to $28.520 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. |
| 4 | Common | Class A Common Stock | 2021-07-06 | S | D | 29,893 | $28.22 | 0 | I Trustee | — | — | (F2) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.000 to $28.520 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F5) These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. |
| 5 | Derivative | Class B Common Stock | 2021-07-06 | C | D | 29,893 | $0.00 | 3,864,016 | I Trustee | — · — to — | 29,893 Class A Common Stock | (F5) These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 6 | Derivative | Class B Common Stock | 2021-07-06 | C | D | 29,893 | $0.00 | 3,968,500 | I Trustee | — · — to — | 29,893 Class A Common Stock | (F3) These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |