Form 4 for XMTR Xometry, Inc.
Accepted 2021-07-07 00:00:00 ET · period of report 2021-07-02 · accession 0001209191-21-045914 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-07 | 2021-07-02 | XMTR | Altschuler Randolph | CEO, Dir | J - Other | — | -1.48M | 1.07M | -58% | — |
| DI | 2021-07-07 | 2021-07-02 | XMTR | Altschuler Randolph | CEO, Dir | C - Cnv Deriv | $0.00 | +344.5K | 731.1K | +89% | $0 |
| D | 2021-07-07 | 2021-07-02 | XMTR | Altschuler Randolph | CEO, Dir | C - Cnv Deriv | $0.00 | +407.3K | 1.48M | +38% | $0 |
| DMI | 2021-07-07 | 2021-07-02 | XMTR | Altschuler Randolph | CEO, Dir | J - Other | — | 0 | 386.7K | New | — |
| DM | 2021-07-07 | 2021-07-02 | XMTR | Altschuler Randolph | CEO, Dir | J - Other | $0.00 | +1.48M | 142.3K | New | $0 |
| DM | 2021-07-07 | 2021-07-02 | XMTR | Altschuler Randolph | CEO, Dir | C - Cnv Deriv | $0.00 | -407.3K | 0 | -100% | $0 |
| DMI | 2021-07-07 | 2021-07-02 | XMTR | Altschuler Randolph | CEO, Dir | C - Cnv Deriv | $0.00 | -344.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-02 | J | D | 1,068,003 | — | 0 | D Held by the 2021 Tigers Trust | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 2 | Common | Class A Common Stock | 2021-07-02 | C | A | 344,476 | $0.00 | 731,146 | I | — | — | (F2) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. |
| 3 | Common | Class A Common Stock | 2021-07-02 | C | A | 407,308 | $0.00 | 1,475,311 | D Held by the Matthew Sladkin Altschuler 2012 Trust | — | — | (F2) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. |
| 4 | Common | Class A Common Stock | 2021-07-02 | J | D | 1,475,311 | — | 0 | D Held by the Matthew Sladkin Altschuler 2012 Trust | — | — | (F3) Immediately prior to the completion of the Issuer's initial public offering of Class A Common stock, the shares of the Issuer's Class A Common Stock held by the Reporting Person were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock pursuant to an exchange agreement between the Issuer and Reporting Person, as previously approved by the Issuer's board of directors. |
| 5 | Common | Common Stock | 2021-07-02 | J | D | 105,000 | — | 0 | I Held by the Noah Sladkin Altschuler 2012 Trust | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 6 | Common | Class A Common Stock | 2021-07-02 | J | A | 105,000 | — | 105,000 | I Held by the Noah Sladkin Altschuler 2012 Trust | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 7 | Common | Common Stock | 2021-07-02 | J | D | 347,222 | — | 0 | I Held by the Sasha Sladkin Altschuler 2012 Trust | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 8 | Common | Class A Common Stock | 2021-07-02 | J | A | 347,222 | — | 347,222 | I Held by the Sasha Sladkin Altschuler 2012 Trust | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 9 | Common | Common Stock | 2021-07-02 | J | D | 347,222 | — | 0 | I Held by the Altschuler Family Trust (2020) | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 10 | Common | Class A Common Stock | 2021-07-02 | J | A | 347,222 | — | 347,222 | I Held by the Altschuler Family Trust (2020) | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 11 | Common | Common Stock | 2021-07-02 | J | D | 347,222 | — | 0 | I Held by spouse | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 12 | Common | Class A Common Stock | 2021-07-02 | J | A | 347,222 | — | 347,222 | I Held by spouse | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 13 | Common | Common Stock | 2021-07-02 | J | D | 500,000 | — | 0 | I Held by spouse | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 14 | Common | Class A Common Stock | 2021-07-02 | J | A | 500,000 | — | 500,000 | I | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 15 | Common | Common Stock | 2021-07-02 | J | D | 386,667 | — | 0 | I | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 16 | Common | Class A Common Stock | 2021-07-02 | J | A | 386,667 | — | 386,667 | I | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 17 | Common | Class A Common Stock | 2021-07-02 | J | A | 1,068,003 | — | 1,068,003 | D Held by the 2021 Tigers Trust | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. |
| 18 | Derivative | Class B Common Stock | 2021-07-02 | J | A | 1,475,311 | $0.00 | 1,475,311 | D | — · — to — | 1,475,311 Class A Common Stock | (F7) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) sale or transfer of such share of Class B common stock; (2) the death or incapacity of the Reporting Person; (3) the Reporting Person's departure from the Issuer's board of directors; and (4) on the final conversion date, defined as the earlier of (a) the seventh anniversary of the Issuer's IPO; or (b) the date specified by vote of the holders of a majority of the outstanding shares of Class B common stock. |
| 19 | Derivative | Stock Option (right to buy) | 2021-07-02 | J | D | 99,869 | $0.00 | 0 | D Held by spouse | $1.65 · — to 2028-01-29 | 99,869 Common Stock | (F4) One quarter (1/4) of the shares vested on January 1, 2019, and thereafter, the remainder of the shares vest in 36 equal monthly installments, subject to the Reporting Person's continuous service. |
| 20 | Derivative | Stock Option (right to buy) | 2021-07-02 | J | A | 99,869 | $0.00 | 99,869 | D Held by spouse | $1.65 · — to 2028-01-29 | 99,869 Class A Common Stock | (F4) One quarter (1/4) of the shares vested on January 1, 2019, and thereafter, the remainder of the shares vest in 36 equal monthly installments, subject to the Reporting Person's continuous service. |
| 21 | Derivative | Stock Option (right to buy) | 2021-07-02 | J | D | 231,974 | $0.00 | 0 | D | $3.65 · — to 2029-08-07 | 231,974 Common Stock | (F5) One quarter (1/4) of the shares vested on May 2, 2020, and thereafter, the remainder of the shares vest in 36 equal monthly installments, subject to the Reporting Person's continuous service. |
| 22 | Derivative | Stock Option (right to buy) | 2021-07-02 | J | A | 231,974 | $0.00 | 231,974 | D | $3.65 · — to 2029-08-07 | 231,974 Class A Common Stock | (F5) One quarter (1/4) of the shares vested on May 2, 2020, and thereafter, the remainder of the shares vest in 36 equal monthly installments, subject to the Reporting Person's continuous service. |
| 23 | Derivative | Stock Option (right to buy) | 2021-07-02 | J | D | 142,275 | $0.00 | 0 | D | $12.32 · — to 2031-03-27 | 142,275 Common Stock | (F6) One quarter (1/4) of the shares shall vest on January 1, 2022, and thereafter, the remainder of the shares shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service. |
| 24 | Derivative | Stock Option (right to buy) | 2021-07-02 | J | A | 142,275 | $0.00 | 142,275 | D | $12.32 · — to 2031-03-27 | 142,275 Class A Common Stock | (F6) One quarter (1/4) of the shares shall vest on January 1, 2022, and thereafter, the remainder of the shares shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service. |
| 25 | Derivative | Series Seed-1 Preferred Stock | 2021-07-02 | C | D | 325,000 | $0.00 | 0 | D | — · — to — | 325,000 Class A Common Stock | (F2) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. |
| 26 | Derivative | Series Seed-1 Preferred Stock | 2021-07-02 | C | D | 325,000 | $0.00 | 0 | I | — · — to — | 325,000 Class A Common Stock | (F2) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. |
| 27 | Derivative | Series Seed-2 Preferred Stock | 2021-07-02 | C | D | 51,095 | $0.00 | 0 | D | — · — to — | 51,095 Class A Common Stock | (F2) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. |
| 28 | Derivative | Series A-1 Preferred Stock | 2021-07-02 | C | D | 31,213 | $0.00 | 0 | D | — · — to — | 31,213 Class A Common Stock | (F2) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. |
| 29 | Derivative | Series A-1 Preferred Stock | 2021-07-02 | C | D | 19,476 | $0.00 | 0 | I | — · — to — | 19,476 Class A Common Stock | (F2) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. |