Form 4 for ALEC Alector, Inc.
Accepted 2021-07-07 00:00:00 ET · period of report 2021-07-02 · accession 0001209191-21-045916 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-07 | 2021-07-02 | ALEC | King Robert | Chief Development Off | S - Sale+OE | $31.14 | -60.0K | 522.3K | -10% | -$1.87M |
| DM | 2021-07-07 | 2021-07-02 | ALEC | King Robert | Chief Development Off | M - OptEx | $9.15 | +60.0K | 552.3K | +12% | +$549.0K |
| DM | 2021-07-07 | 2021-07-02 | ALEC | King Robert | Chief Development Off | M - OptEx | $0.00 | -60.0K | 120.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-02 | S | D | 60,000 | $31.14 | 522,317 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-02 | M | A | 30,000 | $10.14 | 582,317 | D | — | — | |
| 3 | Common | Common Stock | 2021-07-02 | M | A | 30,000 | $8.16 | 552,317 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2021-07-02 | M | D | 30,000 | $0.00 | 70,000 | D | $10.14 · — to 2028-11-06 | 30,000 Common Stock | (F3) One fourth (1/4th) of the shares subject to the option vested on November 1, 2019, and one forty-eighth (1/48th) of the shares subject to the option vest each month thereafter. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-07-02 | M | D | 30,000 | $0.00 | 120,000 | D | $8.16 · — to 2028-07-02 | 30,000 Common Stock | (F2) Shares subject to the option vest in 48 equal monthly installments beginning on August 2, 2018. |