InsiderTrades

Form 4 for XMTR Xometry, Inc.

Accepted 2021-07-08 00:00:00 ET · period of report 2021-07-02 · accession 0001209191-21-045964 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DI 2021-07-08 2021-07-02 XMTR Zuriff Laurence Chief Strategy Off, Dir C - Cnv Deriv — +201.2K 201.2K New —
DMI 2021-07-08 2021-07-02 XMTR Zuriff Laurence Chief Strategy Off, Dir J - Other — 0 0 New —
DM 2021-07-08 2021-07-02 XMTR Zuriff Laurence Chief Strategy Off, Dir J - Other — -1.20M 2.15M -36% —
DM 2021-07-08 2021-07-02 XMTR Zuriff Laurence Chief Strategy Off, Dir J - Other $0.00 +1.20M 129.4K New $0
DMI 2021-07-08 2021-07-02 XMTR Zuriff Laurence Chief Strategy Off, Dir C - Cnv Deriv $0.00 -201.2K 0 -100% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2021-07-02 C A 201,176 — 201,176 I — — (F3) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
2 Common Class A Common Stock 2021-07-02 J A 300,000 — 300,000 I — — (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7.
3 Common Common Stock 2021-07-02 J D 300,000 — 0 I — — (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7.
4 Common Class A Common Stock 2021-07-02 J A 300,000 — 300,000 I Held by ZFI Capital,LP. — — (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7.
5 Common Common Stock 2021-07-02 J D 300,000 — 0 I Held by the Zuriff Family 2020 Trust — — (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7.
6 Common Class A Common Stock 2021-07-02 J A 300,000 — 300,000 I Held by the Zuriff Family 2020 Trust — — (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7.
7 Common Common Stock 2021-07-02 J D 300,000 — 0 I Held by the Sophie Anna Zuriff 2020 Trust — — (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7.
8 Common Class A Common Stock 2021-07-02 J D 1,200,843 — 947,073 D Held by the Sophie Anna Zuriff 2020 Trust — — (F2) Immediately prior to the completion of the Issuer's initial public offering of Class A Common stock, the shares of the Issuer's Class A Common Stock held by the Reporting Person were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock pursuant to an exchange agreement between the Issuer and Reporting Person, as previously approved by the Issuer's board of directors.
9 Common Common Stock 2021-07-02 J D 2,147,916 — 0 D Held by the Jason Eric Zuriff Trust — — (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7.
10 Common Class A Common Stock 2021-07-02 J A 2,147,916 — 2,147,916 D Held by the Jason Eric Zuriff Trust — — (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7.
11 Derivative Stock Option (right to buy) 2021-07-02 J D 14,584 $0.00 0 D Held by ZFI Capital,LP. $1.65 · — to 2028-01-29 14,584 Common Stock (F4) One quarter (1/4) of the shares vested on January 1, 2019, and thereafter, the remainder of the shares vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.
12 Derivative Stock Option (right to buy) 2021-07-02 J A 14,584 $0.00 14,584 D Held by ZFI Capital,LP. $1.65 · — to 2028-01-29 14,584 Class A Common Stock (F4) One quarter (1/4) of the shares vested on January 1, 2019, and thereafter, the remainder of the shares vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.
13 Derivative Stock Option (right to buy) 2021-07-02 J D 129,360 $0.00 0 D Held by ZFI Capital,LP. $3.65 · — to 2029-08-07 129,360 Common Stock (F5) One quarter (1/4) of the shares vested on May 2, 2020, and thereafter, the remainder of the shares vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.
14 Derivative Class B Common Stock 2021-07-02 J A 1,200,843 $0.00 1,200,843 D — · — to — 1,200,843 Class A Common Stock (F6) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) sale or transfer of such share of Class B common stock; (2) the death or incapacity of the Reporting Person; (3) the Reporting Person's departure from the Issuer's board of directors; and (4) on the final conversion date, defined as the earlier of (a) the seventh anniversary of the Issuer's IPO; or (b) the date specified by vote of the holders of a majority of the outstanding shares of Class B common stock.
15 Derivative Series Seed-1 Preferred Stock 2021-07-02 C D 128,102 $0.00 0 I — · — to — 128,102 Class A Common Stock (F3) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
16 Derivative Series Seed-2 Preferred Stock 2021-07-02 C D 43,796 $0.00 0 I — · — to — 43,796 Class A Common Stock (F3) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
17 Derivative Series A-1 Preferred Stock 2021-07-02 C D 29,278 $0.00 0 I — · — to — 29,278 Class A Common Stock (F3) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
18 Derivative Stock Option (right to buy) 2021-07-02 J A 129,360 $0.00 129,360 D $3.65 · — to 2029-08-07 129,360 Class A Common Stock (F5) One quarter (1/4) of the shares vested on May 2, 2020, and thereafter, the remainder of the shares vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.