Form 4 for ABOS Acumen Pharmaceuticals, Inc.
Accepted 2021-07-08 00:00:00 ET · period of report 2021-07-06 · accession 0001209191-21-046031 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-08 | 2021-07-06 | ABOS | Zuga Matt | CFO | C - Cnv Deriv | — | +26.2K | 26.2K | New | — |
| DM | 2021-07-08 | 2021-07-06 | ABOS | Zuga Matt | CFO | C - Cnv Deriv | — | -26.2K | 10.5K | -71% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-06 | C | A | 26,187 | — | 26,187 | D | — | — | (F1) On July 6, 2021, each share of Series A-1 Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into Common Stock on a one-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. |
| 2 | Derivative | Series A-1 Preferred Stock | 2021-07-06 | C | D | 15,659 | — | 15,659 | D | — · — to — | 15,659 Common Stock | (F1) On July 6, 2021, each share of Series A-1 Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into Common Stock on a one-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. |
| 3 | Derivative | Series B Preferred Stock | 2021-07-06 | C | D | 10,528 | — | 10,528 | D | — · — to — | 10,528 Common Stock | (F1) On July 6, 2021, each share of Series A-1 Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into Common Stock on a one-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date. |