Form 4 for XMTR Xometry, Inc.
Accepted 2021-07-09 00:00:00 ET · period of report 2021-07-02 · accession 0001209191-21-046243 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-09 | 2021-07-02 | XMTR | HORNIG GEORGE | Dir | C - Cnv Deriv | — | +127.9K | 127.9K | New | — |
| DM | 2021-07-09 | 2021-07-02 | XMTR | HORNIG GEORGE | Dir | C - Cnv Deriv | $0.00 | -127.9K | 0 | -100% | $0 |
| DM | 2021-07-09 | 2021-07-02 | XMTR | HORNIG GEORGE | Dir | J - Other | $0.00 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-02 | C | A | 127,925 | — | 127,925 | D | — | — | (F1) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. |
| 2 | Derivative | Series A-1 Preferred Stock | 2021-07-02 | C | D | 13,691 | $0.00 | 0 | D | — · — to — | 13,691 Class A Common Stock | (F1) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. |
| 3 | Derivative | Series Seed-2 Preferred Stock | 2021-07-02 | C | D | 14,234 | $0.00 | 0 | D | — · — to — | 14,234 Class A Common Stock | (F1) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. |
| 4 | Derivative | Series Seed-1 Preferred Stock | 2021-07-02 | C | D | 100,000 | $0.00 | 0 | D | — · — to — | 100,000 Class A Common Stock | (F1) Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. |
| 5 | Derivative | Stock Option (right to buy) | 2021-07-02 | J | A | 30,000 | $0.00 | 30,000 | D | $12.32 · — to 2031-03-27 | 30,000 Class A Common Stock | (F3) One quarter (1/4) of the shares shall vest on January 1, 2022, and thereafter, the remainder of the shares shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service. |
| 6 | Derivative | Stock Option (right to buy) | 2021-07-02 | J | D | 30,000 | $0.00 | 0 | D | $12.32 · — to 2031-03-27 | 30,000 Common Stock | (F3) One quarter (1/4) of the shares shall vest on January 1, 2022, and thereafter, the remainder of the shares shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service. |