Form 4/A for URGN UroGen Pharma Ltd.
Accepted 2021-07-12 00:00:00 ET · period of report 2020-06-03 · accession 0001209191-21-046344 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-07-12 | 2020-06-03+ | URGN | Barrett Elizabeth A. | CEO | M - OptEx | — | +61.7K | 166.3K | +59% | — |
| DMA | 2021-07-12 | 2020-06-03+ | URGN | Barrett Elizabeth A. | CEO | M - OptEx | $0.00 | -61.7K | 158.5K | -28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2020-11-03 | M | A | 8,808 | — | 210,309 | D | — | — | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Ordinary Shares | 2020-10-03 | M | A | 8,808 | — | 201,501 | D | — | — | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 3 | Common | Ordinary Shares | 2020-09-03 | M | A | 8,807 | — | 192,693 | D | — | — | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 4 | Common | Ordinary Shares | 2020-08-03 | M | A | 8,807 | — | 183,886 | D | — | — | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 5 | Common | Ordinary Shares | 2020-07-03 | M | A | 8,807 | — | 175,079 | D | — | — | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 6 | Common | Ordinary Shares | 2020-12-03 | M | A | 8,808 | — | 219,117 | D | — | — | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 7 | Common | Ordinary Shares | 2020-06-03 | M | A | 8,807 | — | 166,272 | D | — | — | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2020-06-03 | M | D | 8,807 | $0.00 | 167,341 | D | — · — to — | 8,807 Ordinary Shares | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years. |
| 9 | Derivative | Restricted Stock Units | 2020-11-03 | M | D | 8,808 | $0.00 | 123,304 | D | — · — to — | 8,808 Ordinary Shares | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years. |
| 10 | Derivative | Restricted Stock Units | 2020-10-03 | M | D | 8,808 | $0.00 | 132,112 | D | — · — to — | 8,808 Ordinary Shares | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years. |
| 11 | Derivative | Restricted Stock Units | 2020-09-03 | M | D | 8,807 | $0.00 | 140,920 | D | — · — to — | 8,807 Ordinary Shares | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years. |
| 12 | Derivative | Restricted Stock Units | 2020-08-03 | M | D | 8,807 | $0.00 | 149,727 | D | — · — to — | 8,807 Ordinary Shares | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years. |
| 13 | Derivative | Restricted Stock Units | 2020-12-03 | M | D | 8,808 | $0.00 | 114,496 | D | — · — to — | 8,808 Ordinary Shares | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years. |
| 14 | Derivative | Restricted Stock Units | 2020-07-03 | M | D | 8,807 | $0.00 | 158,534 | D | — · — to — | 8,807 Ordinary Shares | (F1) On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years. |